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Mark Elmo Pope

Wells Fargo Clearing Services, LLC

San Antonio, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

10999 W Interstate 10 5Th Fl/Ste 5000, San Antonio, TX 78230 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. San Antonio TX 07/2010 Present
Wells Fargo Advisors Llc San Antonio TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Antonio TX 11/2016 Present
  • 07/2010 → Present
    Wells Fargo Bank, N.A.
    San Antonio, TX
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    San Antonio, TX
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    San Antonio, TX
Previous Registrations
  • 2010-07-23 → 2011-01-03
    Wells Fargo Investments, Llc
    Boerne, TX
  • 2008-12-19 → 2010-07-27
    Wells Fargo Clearing Services, Llc
    Boerne, TX
    Houston, TX
    Boerne, TX
    Addison, TX
    Addison, TX
    Addison, TX
    The Woodlands, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-18
S63 Uniform Securities Agent State Law Examination 2000-09-22
  • S65 Uniform Investment Adviser Law Examination
    2008-12-18
  • S63 Uniform Securities Agent State Law Examination
    2000-09-22

View on SEC IAPD

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