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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2018-10-30
  • DC RA
    APPROVED
    Since 2018-10-30

Branch Locations

801 18Th Street Nw Suite 1000, Washington, DC 20006 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mclean VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 01/2018
Raymond James Financial Services, Inc. Washington DC 01/2018 05/2022
Steward Partners Global Advisory, Llc Washington DC 01/2018 Present
Steward Partners Investment Advisory, Llc Washington DC 01/2018 Present
The Bullpen Washington DC 04/2018 01/2020
Steward Partners Investment Solutions, Llc Washington DC 05/2022 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Mclean, VA
  • 11/2016 → 01/2018
    Mclean, VA
  • 01/2018 → 05/2022
    Raymond James Financial Services, Inc.
    Washington, DC
  • 01/2018 → Present
    Steward Partners Global Advisory, Llc
    Washington, DC
  • 01/2018 → Present
    Washington, DC
  • 04/2018 → 01/2020
    The Bullpen
    Washington, DC
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Washington, DC
Previous Registrations
  • 2009-01-28 → 2018-01-29
    Mclean, VA
    Mclean, VA
    Columbia, MD
    Mclean, VA
  • 2002-03-06 → 2005-08-31
    A. G. Edwards & Sons, Inc.
    Kansas City, MO
    Kansas City, MO
Other Businesses

1) STEWARD PARTNERS GLOBAL ADVISORY, LLC. INSURANCE DBA. WASHINGTON, DC. NOT INVESTMENT RELATED. 0 HRS PER MONTH. INSURANCE SALES. STARTED: 2)Name of Business: I Street Capital at Steward Partners Address: 1776 I St NW Ste 700,Washington, DC Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: Yes Start Date: 01/17/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Client administrative manager to the clients of the I Street Capital at Steward Partners team through Steward Partners Global Advisory, LLC. 3) Name of Business : S.I.G. Wealth Management Address: 1776 I St NW Ste 700,Washington, DC Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: No Start Date: 10/01/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Sr. Registered CAM providing operational, administrative and client support to Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-27
  • S66 Uniform Combined State Law Examination
    2009-01-27

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