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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2018-10-30 |
Branch Locations
801 18Th Street Nw Suite 1000, Washington, DC 20006 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Washington, DC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mclean | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2016 | 01/2018 |
| Raymond James Financial Services, Inc. | Washington | DC | 01/2018 | 05/2022 |
| Steward Partners Global Advisory, Llc | Washington | DC | 01/2018 | Present |
| Steward Partners Investment Advisory, Llc | Washington | DC | 01/2018 | Present |
| The Bullpen | Washington | DC | 04/2018 | 01/2020 |
| Steward Partners Investment Solutions, Llc | Washington | DC | 05/2022 | Present |
1) STEWARD PARTNERS GLOBAL ADVISORY, LLC. INSURANCE DBA. WASHINGTON, DC. NOT INVESTMENT RELATED. 0 HRS PER MONTH. INSURANCE SALES. STARTED: 2)Name of Business: I Street Capital at Steward Partners Address: 1776 I St NW Ste 700,Washington, DC Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: Yes Start Date: 01/17/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Client administrative manager to the clients of the I Street Capital at Steward Partners team through Steward Partners Global Advisory, LLC. 3) Name of Business : S.I.G. Wealth Management Address: 1776 I St NW Ste 700,Washington, DC Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: No Start Date: 10/01/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Sr. Registered CAM providing operational, administrative and client support to Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-27 |
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