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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-16 |
| CA | RA | APPROVED | 2024-02-13 |
Branch Locations
South Pasadena, CA • United States
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management, Inc | Los Angeles | CA | 10/2010 | Present |
| First Republic Securities Company, Llc | Los Angeles | CA | 10/2010 | 10/2023 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 10/2023 | Present |
Name: CFA Society of Los Angeles Address: 13400 Riverside Drive, Ste. 215, Sherman Oaks, CA 91423 Investment-related: Yes Nature of the business: CFA Role: Board of Governors Start Date: 06/23/2021 Description of duties: The role requires one to provide strategic guidance and oversight of the CFA Society of Los Angeles. Number of hours each month: 6 Number of hours during trading: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-29 |
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