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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

Sausalito, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brian Chew Registered Representative San Francisco CA 06/2002 Present
Voya Financial Advisors San Francisco CA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2002 → Present
    Brian Chew Registered Representative
    San Francisco, CA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    San Francisco, CA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:BRIAN CHEW-RENTAL PROPERTY; No; 2138 26TH AVE; SAN FRANCISCO; CA; 94116; RENTAL PROPERTY; OWNER/PROPERTY; 6/20/2015; 3; 0; MAINTAIN PROPERTY,COLLECT RENT.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 51 GEORGE LANE; SAUSALITO; CA; 94965; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/7/2002; 20; 20; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:B. CHEW RENTAL PROPERTY; No; 51 george ln; san francisco; CA; 94122; Rental Property; owner; 5/1/2005; 40; 0; property management, fix building issues and maintain property|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-06
S63 Uniform Securities Agent State Law Examination 2001-02-10
  • S65 Uniform Investment Adviser Law Examination
    2009-10-06
  • S63 Uniform Securities Agent State Law Examination
    2001-02-10

View on SEC IAPD

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