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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-01-05
FL RA APPROVED 2001-11-13
  • TX RA
    APPROVED
    Since 2006-01-05
  • FL RA
    APPROVED
    Since 2001-11-13

Branch Locations

9000 Southside Blvd, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Jacksonville FL 11/1996 Present
  • 11/1996 → Present
    Merrill Lynch
    Jacksonville, FL
Other Businesses

I*122459 For profit or not for profit: For-Profit Organization Name of outside business organization: HODGES BATTERY LLC Investment related: N Address of business: JACKSONVILLE, Florida 32221 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 4/15/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: SELLING GOLF CART BATTERIES, AND PROVIDING MOBILE ON-SITE SERVICE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-29
  • S66 Uniform Combined State Law Examination
    2004-12-29
Other Names
  • Rebekah Ann Patten
  • Rebekah A Smithen
  • Rebekah Ann Smithen

View on SEC IAPD

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