Best Investors Account Sign in

Christopher David Guerrero

Wells Fargo Clearing Services, LLC

Cypress, TX

Houston, TX

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-01
  • TX RA
    APPROVED
    Since 2019-05-01

Branch Locations

25694 Highway 290, Cypress, TX 77429 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Houston TX 02/2013 04/2019
Wells Fargo Clearing Services, Llc Houston TX 04/2019 Present
Previous Registrations
  • 2013-02-11 → 2019-05-08
    J.P. Morgan Securities Llc
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
  • 2008-02-13 → 2013-01-29
    Hsbc Securities (Usa) Inc.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2003-07-08 → 2008-02-05
    Chase Investment Services Corp.
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-19
  • S66 Uniform Combined State Law Examination
    2001-10-19
Other Names
  • Christopher D Guerrero

View on SEC IAPD

More in Cypress, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor