Brian J Samec

Current Employers

Employment History

• 07/2000 → 09/2023
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 08/2000 → 09/2023
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 01/2016 → 09/2023
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2023 → Present
  Lpl Financial Llc
  Woodbury, MN

Previous Registrations

• 2014-02-05 → 2023-09-29
  Northwestern Mutual Investment Services, Llc
  Minneapolis, MN
  Minneapolis, MN

Other Businesses

1) 09/19/2023 - Jupiter Wealth Planning - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2023 - 160 Hr/Mth 2) 09/15/2023 -Jupiter Wealth Planning - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 09/20/2023 - 160 Hr/Mth 3) 09/20/2023 - Great Valley Advisor Group - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 9/20/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 09/26/2023 - Great Valley Advisor Group Inc. - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 9/20/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-09-26

Designations

Other Names

• Brian James Samec