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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-03 |
Branch Locations
400 Linden Oaks Suite 310, Rochester, NY 14625 • United States
No disclosure categories reported as “Yes” on this SEC record.
1. Red White And Brew of Rochester, LLC, Investment related: N, Rochester, NY, bar/restaurant, Co-Owner, 02/2002, 10 hours/month, 0 hours/month during trading hours, passive/silent partner. 2. Forte Capital, LLC, Investment related: Y, Pittsford, NY, financial advisors, Member, 10/01/2009, 1 hour/month, 0 hours/month during trading hours, 3. Visual Studies Workshop Inc.; not investment related; Rochester, NY; board member; start date 1/1/2025; 10 hours /month, 0 during trading hours; providing guidance to the board
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-02-10 |
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