Michael Gary Minter

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-02-07
FL	RA	APPROVED	2002-02-26

MD RA
APPROVED

Since 2023-02-07
FL RA
APPROVED

Since 2002-02-26

Branch Locations

501 E Bloomingdale Ave, Brandon, FL 33511 • United States

11265 Causeway Blvd, Brandon, FL 33511 • United States

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Dade City	FL	06/2002	Present
Wells Fargo Advisors Llc	Tampa	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Tampa	FL	11/2016	Present

06/2002 → Present

Wachovia Bank, N.A.

Dade City, FL
05/2009 → 11/2016

Wells Fargo Advisors Llc

Tampa, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Tampa, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-07-16
S63	Uniform Securities Agent State Law Examination	2000-10-11

S65 Uniform Investment Adviser Law Examination

2005-07-16
S63 Uniform Securities Agent State Law Examination

2000-10-11

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

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