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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-07-24 |
| MO | RA | APPROVED | 2023-09-21 |
| FL | RA | APPROVED | 2020-03-02 |
| ME | RA | APPROVED | 2007-03-14 |
Branch Locations
150 Capitol St Ste 1, Augusta, ME 04330 • United States
2 Front St, Bath, ME 04530 • United States
Farmingdale, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Augusta | ME | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Augusta | ME | 03/2020 | Present |
Independent Insurance Brokering; F&G; 08/07/2023; Fixed Annuity. Board of Directors; Friends of the Kennebec River Rail Trail; Board Member; PO Box 2195Augusta, ME 04338, ,; ; ; 1 to 9 hours per month; / Beta Sigma Phi; Treasurer; 50 Libby LaneWest GArdiner, ME 04345, ,; ; ; 1 to 9 hours per month; / Augusta Trails; Board Member; PO Box 817Augusta, ME 04332-0817, ,; ; 11/01/2011; 1 to 9 hours per month; / BOLM Board; Board Member Treasurer; 155 Hospital Street, , Augusta, ME, 04330; Not Investment-Related; 06/30/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-09 |
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