Kristina Anne Frates

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 04/2017
  Fidelity Brokerage Services Llc
  Sarasota, FL
• 06/2017 → Present
  Fisher Investments
  Camas, WA

Previous Registrations

• 2012-10-08 → 2017-04-20
  Strategic Advisers Llc
  Sarasota, FL
  Sarasota, FL
• 2002-03-22 → 2012-07-17
  Invest Financial Corporation
  Portland, ME
  South Portland, ME
  Gorham, ME
  Gorham, ME
  Gorham, ME
  Standish, ME
  East Waterboro, ME

Exams

• S66 Uniform Combined State Law Examination
  2000-09-29

Designations

• Certified Financial Planner

Other Names

• Kristina A Frates
• Kristi Frates