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Michael Dean Mattix

Ubs Financial Services Inc.

Alpharetta, GA

Atlanta, GA

Nashville, TN

Marietta, GA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-03-05
  • GA RA
    APPROVED
    Since 2015-03-05

Branch Locations

8000 Avalon Blvd Suite 925, Alpharetta, GA 30009 • United States

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

315 Deadrick Street 16Th Floor, Nashville, TN 37238 • United States

Marietta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 02/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-07
  • S66 Uniform Combined State Law Examination
    2001-03-07

View on SEC IAPD

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