Best Investors Account Sign in

Gregg Thomas Defilippi

Edward Jones

Arden, NC

Natrona Heights, PA

CRD 4252616

Claim This Profile
Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-29
TX RA APPROVED 2021-04-06
PA RA APPROVED 2007-08-30
  • NC RA
    APPROVED
    Since 2026-01-29
  • TX RA
    APPROVED
    Since 2021-04-06
  • PA RA
    APPROVED
    Since 2007-08-30

Branch Locations

Arden, NC • United States

Anchor Court 2207 Freeport Road, Natrona Heights, PA 15065 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2000 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-16
S63 Uniform Securities Agent State Law Examination 2000-10-11
  • S66 Uniform Combined State Law Examination
    2026-01-16
  • S63 Uniform Securities Agent State Law Examination
    2000-10-11
Designations
  • Certified Financial Planner
Other Names
  • Greg T Defilppi
  • Gregg Thomas Defilppi

View on SEC IAPD

More in Arden, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor