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Joel Bernard Davis

LPl Financial LLC

Salem, OR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-08-02
TX RA APPROVED_RES 2021-07-21
  • OR RA
    APPROVED
    Since 2021-08-02
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

3950 Fairview Industrial Dr Se Ste 220, Salem, OR 97302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Salem OR 02/2009 07/2021
Various Insurance Carriers For W&R Insurance Agencies Salem OR 02/2009 07/2021
Jefferson Boosters Jefferson OR 04/2016 07/2021
J. Davis Partners, Llc. Albany OR 08/2018 07/2021
Lpl Financial Llc Salem OR 07/2021 Present
  • 02/2009 → 07/2021
    Waddell & Reed, Inc.
    Salem, OR
  • 02/2009 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Salem, OR
  • 04/2016 → 07/2021
    Jefferson Boosters
    Jefferson, OR
  • 08/2018 → 07/2021
    J. Davis Partners, Llc.
    Albany, OR
  • 07/2021 → Present
    Lpl Financial Llc
    Salem, OR
Previous Registrations
  • 2009-09-17 → 2021-07-21
    Waddell & Reed
    Salem, OR
    Seattle, WA
    Salem, OR
  • 2005-02-01 → 2009-03-02
    Banc Of America Investment Services, Inc.
    Portland, OR
    Corvallis, OR
    Portland, OR
Other Businesses

1- 05/2021 / Non-Variable Insurance trails ONLY / Non-Variable Insurance trails ONLY / Investment Related / Salem, OR 97302

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-31
S63 Uniform Securities Agent State Law Examination 2000-11-02
  • S65 Uniform Investment Adviser Law Examination
    2005-01-31
  • S63 Uniform Securities Agent State Law Examination
    2000-11-02
Other Names
  • Joe Davis
  • Joe Bernard Davis

View on SEC IAPD

Other Firms

EDWARD JONES
J.P. MORGAN SECURITIES LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
KEUDELL MORRISON WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
U.S. BANCORP ADVISORS, LLC
CAPSTONE WEALTH ADVISORS, LLC

Other Investors

MICHAEL SCOTT CAPRAI
Caitlin Marie Davis
KEVIN LEE BENEFIEL
John Daryl Acosta Bernardio
DAVID JOHN WRIGHT
YORK APARICIO MENDOZA
JASON H HARRIS
Chad Michael Wright

Other Offices

LPL FINANCIAL LLC · SALEM, OR
EDWARD JONES · SALEM, OR
J.P. MORGAN SECURITIES LLC · SALEM, OR
LPL FINANCIAL LLC · SALEM, OR
STIFEL, NICOLAUS & COMPANY, INCORPORATED · SALEM, OR
STATE FARM INVESTMENT MANAGEMENT CORP. · Salem, OR
KEUDELL MORRISON WEALTH MANAGEMENT, LLC · SALEM, OR
AMERIPRISE FINANCIAL SERVICES, LLC · Salem, OR

More in Salem, OR

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