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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-08-24
NY RA APPROVED 2021-06-03
  • NJ RA
    APPROVED
    Since 2021-08-24
  • NY RA
    APPROVED
    Since 2021-06-03

Branch Locations

136-20 38Th Avenue Unit 8J, Flushing, NY 11354 • United States

Forest Hills, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. Elmhurst NY 08/2016 12/2019
Unemployed Forest Hills NY 01/2020 03/2021
Guardian Life Insurance Company Flushing NY 03/2021 Present
Park Avenue Securities Flushing NY 05/2021 Present
Guardian Life Insurance Company Forest Hills NY 06/2024 Present
Park Avenue Securities Forest Hills NY 06/2024 Present
  • 08/2016 → 12/2019
    Hsbc Bank Usa, N.A.
    Elmhurst, NY
  • 01/2020 → 03/2021
    Unemployed
    Forest Hills, NY
  • 03/2021 → Present
    Guardian Life Insurance Company
    Flushing, NY
  • 05/2021 → Present
    Park Avenue Securities
    Flushing, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Forest Hills, NY
  • 06/2024 → Present
    Park Avenue Securities
    Forest Hills, NY
Previous Registrations
  • 2009-10-26 → 2020-01-16
    Elmhurst, NY
    Elmhurst, NY
    New York, NY
    Elmhurst, NY
    New York, NY
    Elmhurst, NY
    Flushing, NY
Other Businesses

1) SWY ASSOCIATES LLC-rental apartments, Start date: 07/01/2011, Address: 66 St Nicholas Ave, Apt 3F, New York NY 10026, 139-76 35Th Ave, APT 7B Flushing NY 11354, 1 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 2) YIPS PROPERTY LLC-owner, Start date: 07/13/2012, Address: 63-93 Woodhaven Blvd, APT 1B Rego Park NY 11374, 1 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 3) JMCY & COMPANY INC-inactive corp, Start date: 06/07/2011, Address: 69-10 108TH ST APT 6F. FOREST HILLS NY 11375, 0 total hours per month, Investment related, No annual compensation, 4) Griffin Distribution Partners, Start date: 12/30/22, Address: 4 Mystic Lana Northport, NY 11768, 4 total hours per month; 0 during securities trading hours, Investment Related, Less than 10% annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-25
S63 Uniform Securities Agent State Law Examination 2000-06-02
  • S65 Uniform Investment Adviser Law Examination
    2009-10-25
  • S63 Uniform Securities Agent State Law Examination
    2000-06-02
Other Names
  • Susan Yip
  • Wing Yip
  • Susan W Yip
  • Wing Chung Yip
  • Susan Wing Chung Yip
  • Wing Chung Yip

View on SEC IAPD

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