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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-08-24 |
| NY | RA | APPROVED | 2021-06-03 |
Branch Locations
136-20 38Th Avenue Unit 8J, Flushing, NY 11354 • United States
Forest Hills, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Elmhurst | NY | 08/2016 | 12/2019 |
| Unemployed | Forest Hills | NY | 01/2020 | 03/2021 |
| Guardian Life Insurance Company | Flushing | NY | 03/2021 | Present |
| Park Avenue Securities | Flushing | NY | 05/2021 | Present |
| Guardian Life Insurance Company | Forest Hills | NY | 06/2024 | Present |
| Park Avenue Securities | Forest Hills | NY | 06/2024 | Present |
1) SWY ASSOCIATES LLC-rental apartments, Start date: 07/01/2011, Address: 66 St Nicholas Ave, Apt 3F, New York NY 10026, 139-76 35Th Ave, APT 7B Flushing NY 11354, 1 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 2) YIPS PROPERTY LLC-owner, Start date: 07/13/2012, Address: 63-93 Woodhaven Blvd, APT 1B Rego Park NY 11374, 1 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 3) JMCY & COMPANY INC-inactive corp, Start date: 06/07/2011, Address: 69-10 108TH ST APT 6F. FOREST HILLS NY 11375, 0 total hours per month, Investment related, No annual compensation, 4) Griffin Distribution Partners, Start date: 12/30/22, Address: 4 Mystic Lana Northport, NY 11768, 4 total hours per month; 0 during securities trading hours, Investment Related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-02 |
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