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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2022-10-17 |
| TX | RA | APPROVED_RES | 2022-10-14 |
| IL | RA | APPROVED | 2022-10-13 |
Branch Locations
6060 S American Plaza St E Ste 350, Tulsa, OK 74135 • United States
1560 E 21St St Ste 215 [Satellite], Tulsa , OK 74104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tulsa | OK | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tulsa | OK | 11/2016 | 10/2022 |
| Wells Fargo Advisors Financial Network, Llc | Tulsa | OK | 10/2022 | Present |
TRANSMARINUS PARTNERS, LLC, INVT RELATED, TULSA, OK, 100% OWNERSHIP WITH SPOUSE, START DATE 2/5/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, CO-OWNER OF CHARTER BOAT.; VELA WEALTH MANAGEMENT, LLC; INV. RELATED; TULSA,OK; 25% OWNERSHIP; START DATE 10/14/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 120; FINET PRACTICE.; CO-TRUSTEE FOR VELA WEALTH MANAGEMENT 401K, INV RELATED, TULSA, OK, START: 2/1/2023, 2 HOURS A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE 401K.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-06 |
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