Timothy James Triolo

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2001 → Present
  Sunamerica Securities
  Phoenix, AZ
• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Cedarburg, WI

Previous Registrations

• 2005-10-31 → 2023-09-01
  Osaic Services, Inc.
  Cedarburg, WI
  Phoenix, AZ
  Milwaukee, WI
  La Crosse, WI
• 2002-06-26 → 2008-11-26
  Jerrold S. Wicentowski
  Milwaukee, WI

Other Businesses

1. INSURANCE POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 09/01/2000 ADDRESS: W59N910 SHEBOYGAN RD, CEDARBURG WI 53012, United States DESCRIPTION: independent insurance agent 2. WONDERGLOW LLC POSITION: owner NATURE: Sole Prop, LLC that distributes fragranced wax products for retail consumption. Not cross marketed to clients, no outside investors. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2019 ADDRESS: W59N910 SHEBOYGAN, CEDARBURG WI 53012, United States DESCRIPTION: It is sold via website and is thus passive. Unrelated to my securities business. 3. PORTFOLIO FINANCIAL SERVICES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2001 ADDRESS: W59N910 SHEBOYGAN RD, CEDARBURG WI 53012, United States DESCRIPTION: Insurance Production: VA's, Fixed, Disability, Life, LTC

Exams

• S66 Uniform Combined State Law Examination
  2000-09-06