Jeffrey Adam Miller

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-11-06
CA	RA	APPROVED	2013-11-01
CT	RA	APPROVED	2013-11-01

TX RA
APPROVED_RES

Since 2013-11-06
CA RA
APPROVED

Since 2013-11-01
CT RA
APPROVED

Since 2013-11-01

Branch Locations

Armonk, NY • United States

8 Wright Street, Westport, CT 06880-4701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Greenwich	CT	11/2013	Present

11/2013 → Present

Ubs Financial Services

Greenwich, CT

Previous Registrations

2009-06-01 → 2013-11-14

Morgan Stanley

Purchase, NY
2007-06-27 → 2009-06-01

Morgan Stanley & Co. Llc

New York, NY

Purchase, NY

Mt. Kisko, NY

Other Businesses

1) JelaPrint LLC / United States / 9 Pine Ridge Rd / Bedford / New York / United States / 10506 / www.jelaprint.com / No / Partnership / / Wholesale & Merchandising / / Product sales and wholesale distribution / Active / Partner / / nothing / 0 / No / No / No / No / Start Date 05/01/2017 / / No / / No / / Yes / Yes / 100 / / Yes / new york, CT / No / / No / / help my son and wife / No / 2) NAME OF OTHER BUSINESS: no entity name./ INVESTMENT RELATED?: Y / ADDRESS:9 Pine ridge Rd, Bedford, NY 10506 / NATURE OF THE BUSINESS: property management / POSITION: Owner / DUTIES:I maintain the property, manage the rentals and receive rent/ START DATE: 1/1/2023/ HOURS DEVOTED TO BUSINESS: NA 3) Name of Business: SkyTechSport, Inc../ Address: 5553 Hollywood Blvd Los AngelesCA United States90028./ Investment Related: No./ Nature: Manufacture and sale of immersive indoor ski simulator machines./ Role: Act as a sales & product consultant for ski area clients and sales Reps as needed./ Start Date: 11/15/2023./ Time Required: N/A.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-01-04
S63	Uniform Securities Agent State Law Examination	2000-10-13

S65 Uniform Investment Adviser Law Examination

2001-01-04
S63 Uniform Securities Agent State Law Examination

2000-10-13

View on SEC IAPD