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Bret Baker

J.P. Morgan Securities LLC

San Francisco, CA

Chicago, IL

CRD 4251844

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-27
CA RA APPROVED 2023-11-20
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • CA RA
    APPROVED
    Since 2023-11-20

Branch Locations

560 Mission Street, San Francisco, CA 94105 • United States

Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc San Francisco CA 12/2015 09/2023
First Republic Investment Management, Inc. San Francisco CA 12/2015 Present
J.P. Morgan Securities Llc San Francisco CA 09/2023 Present
Jpmorgan Chase Bank, N.A. San Francisco CA 10/2023 Present
  • 12/2015 → 09/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 12/2015 → Present
    First Republic Investment Management, Inc.
    San Francisco, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
Previous Registrations
  • 2015-12-07 → 2025-03-20
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    San Francisco, CA
  • 2006-06-23 → 2015-12-21
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
  • 2006-02-08 → 2006-06-22
    Banc Of America Investment Services, Inc.
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-07
S63 Uniform Securities Agent State Law Examination 2000-09-28
  • S66 Uniform Combined State Law Examination
    2006-02-07
  • S63 Uniform Securities Agent State Law Examination
    2000-09-28
Other Names
  • Bret William Baker

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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