Alison Catherine Mcclure

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 06/2019
  J.P. Morgan Securities Llc
  Capitola, CA
• 06/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2019 → Present
  Ohana Wealth Management
  Soquel, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-10-01 → 2019-06-14
  J.P. Morgan Securities Llc
  Aptos, CA
  Capitola, CA
• 2009-08-27 → 2012-10-01
  Chase Investment Services Corp.
  Capitola, CA
  Aptos, CA
• 2008-11-24 → 2009-08-19
  Banc Of America Investment Services, Inc.
  Capitola, CA
  Aptos, CA
  Santa Cruz, CA
  San Jose, CA
• 2007-02-01 → 2008-11-24
  Wells Fargo Clearing Services, Llc
  Santa Cruz, CA
  Capitola, CA
  Aptos, CA
  San Leandro, CA
  Scotts Valley, CA

Other Businesses

1. NAME OF OTHER BUSINESS: OHANA WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2019 POSITION/TITLE/RELATIONSHIP: OWNER AND FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR SECURITIES BUSINESS; 2. NAME OF OTHER BUSINESS: ALISON MCCLURE, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: PRODUCT RECOMMENDATIONS, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: AFFILIATE, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LINKS TO PRODUCT RECOMMENDATIONS; 3. NAME OF OTHER BUSINESS: SHATTERING THE SILENCE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOOK; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: AUTHOR A CHAPTER FOR BOOK;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-27
• S63 Uniform Securities Agent State Law Examination
  2000-12-18

Other Names

• Alison Catherine Mcclure
• Alison Catherine Mcclure Kobbervig
• Alison Mcclure Kobbervig