Robin Lopez

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-06-14
CA	RA	APPROVED	2023-02-07

TX RA
APPROVED_RES

Since 2023-06-14
CA RA
APPROVED

Since 2023-02-07

Branch Locations

212 E Main St, Visalia, CA 93291 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Visalia	CA	12/2021	Present
Kentfield Hosptial	San Francisco	CA	02/2017	12/2021
H&R Block	Visalia	CA	10/2020	12/2021
Homemaker	San Francisco	CA	06/2015	02/2017
Bluemercury	San Francisco,	CA	05/2019	11/2021
Tfc Partners	San Francisco	CA	01/2019	12/2020
Livenation	San Francisco	CA	06/2018	12/2018

12/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Visalia, CA
02/2017 → 12/2021

Kentfield Hosptial

San Francisco, CA
10/2020 → 12/2021

H&R Block

Visalia, CA
06/2015 → 02/2017

Homemaker

San Francisco, CA
05/2019 → 11/2021

Bluemercury

San Francisco,, CA
01/2019 → 12/2020

Tfc Partners

San Francisco, CA
06/2018 → 12/2018

Livenation

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-03

S66 Uniform Combined State Law Examination

2023-02-03

Other Names

Robin A Smith
Robin Ann Smith

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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