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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED | 2021-02-26 |
Branch Locations
4 Atrium Dr Ste 200, Albany, NY 12205 • United States
Catskill, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investmetns Inc. | Poughkeepsie | NY | 10/2015 | 09/2018 |
| Primerica Financial Services | Poughkeepsie | NY | 01/2003 | 09/2018 |
| New York State Department Of Health | Albany | NY | 01/2016 | 03/2021 |
| Ameriprise Financial Services, Inc | Albany | NY | 08/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Albany | NY | 03/2020 | Present |
Business Ownership; Lanuto Enterprises, LLC; Oversee entity operations.; Consulting; 89 Fyke Rd, , Catskill, NY, 12414; Investment-Related; 01/03/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Greene County Chamber of Commerce Board of Directors; Advisory Board Member; 327 Main Street, , Catskill, NY, 12414; Not Investment-Related; 06/07/2023; 1 to 9 hours per month; 0 during trading hours / International Professional Wrestling Hall of Fame; Co-Founder; Royal Oak Rd, , Stone Ridge, NY, 12484; Investment-Related; 12/10/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Acting/Various; Actor - Perform as an actor in different movie productions.; ; 89 Fyke Rd, , Catskill, NY, 12414; Not Investment-Related; 09/01/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Catskill Career and Technical Education (CTE) Advisory Board; Catskill High School has been approved for multiple CTE pathways for their students to earn a special endorsement at graduation putting them at a distinct level of career readiness after high school. There are many aspects of planning and requirements that go along with these programs.One of the CTE requirements is to form an advisory board who meets twice a year. The Advisory Board provides a unique opportunity to contribute to the success of students and make a positive impact on public education.; 341 West Main St, , Catskill, NY, 12414; Not Investment-Related; 10/11/2022; 1 to 9 hours per month; 0 during trading hours / Greene County Legislator; As Greene County Legislator, will engage in activities which are designed to protect and enhance the lives of the diverse population found in Greene County in ways that are compassionate, creative, and ethical within the financial capabilities of its residents. To this end, the mission of the Greene County Government is to: Allocate fiscal resources consistent with our vision, goals, policies and community needs; Encourage open and honest communication; Initiate dialog on the needs of the County; Welcome constructive input as to direction, initiatives, and services; Enact policies that enhance the economic opportunity and well-being of all; Install policies that safeguard health, safety, and rights; Use policies that prevent the need for more costly future services; Encourage and support programs that strengthen families and communities, and that enhance our quality of life; Use a well-trained, diverse workforce of employees, qualified contractors, and volunteers; Provide adequate personnel, financial, facility, and information support to approved programs; Produce a balanced budget that supports our vision, mission, and goals; Carry out the mandates of state and federal governments; Act as a resource and partner for other local governments, and; Respond flexibly and responsibly, in a timely manner, to emerging needs and changing trends.; 411 Main St, , Catskill, NY, 12414; Not Investment-Related; 01/07/2025; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-25 |
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