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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2010-09-24
  • CO RA
    APPROVED
    Since 2010-09-24

Branch Locations

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Denver CO 08/2010 Present
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 08/2010 Present
Previous Registrations
Other Businesses

PENSION RIGHTS CENTER POSITION: Providing information based on my experience NATURE: The Pension Rights Center is a national nonprofit, nonpartisan consumer organization that protects and promotes the retirement security of workers, retirees, and their families.They have a specific initiative that they would like me to help with which is as follows.Initiative on Women and Retirement at DivorceThe Pension Rights Center has launched an Initiative on Retirement Benefits at Divorce to identify why so many women are struggling to obtain the benefits they were granted at divorce and to find solutions to these problems. The Pension Rights Center is partnering on this initiative with employers and retirement plans, family law judges and attorneys, and groups that advocate for the rights of women, survivors of domestic violence and the LGBT community.There is no compensation for this and from my understanding, I will participate in meetings and provide information based on my experience in working with retirement plans and the divorce process. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/20/2022 ADDRESS: 1050 30th Street, NW, Washington DC 20007, United States DESCRIPTION: The Pension Rights Center is a national nonprofit, nonpartisan consumer organization that protects and promotes the retirement security of workers, retirees, and their families.They have a specific initiative that they would like me to help with which is as follows.Initiative on Women and Retirement at DivorceThe Pension Rights Center has launched an Initiative on Retirement Benefits at Divorce to identify why so many women are struggling to obtain the benefits they were granted at divorce and to find solutions to these problems. The Pension Rights Center is partnering on this initiative with employers and retirement plans, family law judges and attorneys, and groups that advocate for the rights of women, survivors of domestic violence and the LGBT community.There is no compensation for this and from my understanding, I will participate in meetings and provide information based on my experience in working with retirement plans and the divorce process.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-07
S63 Uniform Securities Agent State Law Examination 2001-10-10
  • S66 Uniform Combined State Law Examination
    2005-12-07
  • S63 Uniform Securities Agent State Law Examination
    2001-10-10

View on SEC IAPD

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