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11400 Se 8Th St. Suite 260, Bellevue, WA 98004-6470 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-10-14 |
Branch Locations
11400 Se 8Th St. Suite 260, Bellevue, WA 98004-6470 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Bellevue | WA | 05/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Bellevue | WA | 05/2018 | Present |
| Mainspring Wealth Advisors, Llc | Bellevue | WA | 05/2015 | Present |
| Mainspring Wealth Advisors, Llc | Bellevue | WA | 10/2020 | Present |
1) Mainspring Wealth Advisors, LLC Address: Bellevue, WA Nature of the Business: Independent RIA Position/Title: Chief Compliance Officer Investment Related:Yes Start Date: 09/22/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Chief Compliance Officer - for IA - for branding purposes 2) : Raymond James Financial Services Inc. Address: Bellevue, WA Nature of the Business: Wealth Management/Financial Planning Support Company/DBA (Non-Owner) Position/Title: Financial Advisor/Investment Adviser Representative Investment Related: Yes Start Date: 05/2015 Hours per month devoted to this business: 160 Description of duties: Registered Principal
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-23 |
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