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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-03
  • TX RA
    APPROVED
    Since 2021-08-03

Branch Locations

5822 Cromo Suite 320, El Paso, TX 79912 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc El Paso TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc El Paso TX 11/2016 08/2021
Raymond James Financial Services, Inc. El Paso TX 08/2021 Present
Raymond James Financial Services Advisors, Inc. El Paso TX 08/2021 Present
Previous Registrations
  • 2011-01-03 → 2021-08-09
    El Paso, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
    Albuquerque, NM
    Tucson, AZ
  • 2000-12-13 → 2011-01-03
    Wells Fargo Investments, Llc
    El Paso, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
    El Paso, TX
Other Businesses

(1)Name of Business: Address: 12597 Sun Trail Dr, El Paso, TX, 79938, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/08/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: rent house for rental income (2)Name of Business: Fischer Wealth Management Address: 5822 Cromo Dr Ste 320, El Paso, TX, 79912-5555, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/02/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Manage client investment accounts

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-09-22
  • S66 Uniform Combined State Law Examination
    1998-09-22
Other Names
  • Bill Pettit

View on SEC IAPD

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