Laura Rosalind Sivalia

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 06/2017
  Ccf Investments, Inc.
  Greensboro, GA
• 02/2003 → 08/2019
  Capital Choice Financial Services, Inc.
  Greensboro, GA
• 01/2017 → 06/2017
  Capital Choice Investment Advisers, Inc.
  Greensboro, GA
• 01/2005 → Present
  A&A Tax Solutions, Inc.
  Fort Pierce, FL
• 06/2017 → 08/2019
  Ameritas Investment Corp
  Lincoln, NE
• 08/2019 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2017-06-20 → 2019-08-20
  Ameritas Investment Company, Llc
  Fort Pierce, FL
  Lincoln, NE
  Fort Pierce, FL
  Greensboro, GA
• 2017-01-30 → 2017-06-27
  Capital Choice Investment Advisers, Inc.
  Fort Pierce, FL
  Greensboro, GA
  Fort Pierce, FL

Other Businesses

INDEPENDENT INSURANCE AGENT POSITION: Agent NATURE: Independent insurance agent INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/20/2003 ADDRESS: 1205 W Midway Rd, Fort Pierce FL 34982, United States DESCRIPTION: Life insurance sales, long-term care insurance sales, variable annuity sales. A&A TAX Services, Inc POSITION: Owner/President NATURE: Tax return preparation, bookkeeping, payroll tax returns and client tax planning. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2005 ADDRESS: 1205 W Midway Rd, Fort Pierce FL 34982, United States DESCRIPTION: Preparation of income tax returns, bookkeeping, payroll tax returns, and client tax planning. Cardinal Investments & Wealth Management, Is Investment Related, DBA, Financial Professional, 08/14/2019,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. CLOUD NIN PROPERTIES, LLC Is Not Investment Related, No business activity, Owner/Member, 2011-03-16, 0 hours per month, 0 hours per month during trading hours, No Compensation Compensation, Owner/Member of self-occupied commercial property. CLOUD SEVEN, LLC Is Not Investment Related, No business activity, Owner/Member, 2011-01-25, 0 hours per month, 0 hours per month during trading hours, No Compensation Compensation, Owner/Member. This LLC holds title to my Cessna airplane - personal use HANGAR 3163, LLC Is Not Investment Related, No business activity ,50% owner/member, 2023-05-26, 0 hours per month, 0 hours per month during trading hours, No Compensation Compensation,"50% owner/member, this entity hold title to my aircraft hangar, for personal use only."

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-11-14
• S63 Uniform Securities Agent State Law Examination
  2015-01-17

Other Names

• Laura Rosalind King
• Laura Rosalind Mccain
• Laura Rosalind Cole