Steven Lind Bowlds

Employer firm

Usa Financial Securities LLC CRD 103857

$297M regulatory AUM 374 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Usa Financial Securities Llc

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2024-04-09
MO	RA	APPROVED	2024-04-08
FL	RA	APPROVED	2024-04-05
CA	RA	APPROVED	2024-04-04
KS	RA	APPROVED	2024-04-04
AZ	RA	APPROVED	2023-05-24
IN	RA	APPROVED	2018-09-06
CO	RA	APPROVED	2016-10-21
IL	RA	APPROVED	2016-10-20
TX	RA	APPROVED_RES	2016-09-15
OK	RA	APPROVED	2016-08-22

AR RA
APPROVED

Since 2024-04-09
MO RA
APPROVED

Since 2024-04-08
FL RA
APPROVED

Since 2024-04-05
CA RA
APPROVED

Since 2024-04-04
KS RA
APPROVED

Since 2024-04-04
AZ RA
APPROVED

Since 2023-05-24
IN RA
APPROVED

Since 2018-09-06
CO RA
APPROVED

Since 2016-10-21
IL RA
APPROVED

Since 2016-10-20
TX RA
APPROVED_RES

Since 2016-09-15
OK RA
APPROVED

Since 2016-08-22

Branch Locations

212 N. Main Street #100, Sand Springs, OK 74063 • United States

6020 East Fulton, Ada, MI 49301 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Retirement Benefit Advisors, Llc.	Sand Springs	OK	07/1998	Present
Steve Bowlds Advisory, Llc	Sand Springs	OK	10/2007	Present
Tax Benefit Advisors, Llc	Sand Springs	OK	01/2016	Present
Usa Financial Securities	Ada	MI	08/2016	Present

07/1998 → Present

Retirement Benefit Advisors, Llc.

Sand Springs, OK
10/2007 → Present

Steve Bowlds Advisory, Llc

Sand Springs, OK
01/2016 → Present

Tax Benefit Advisors, Llc

Sand Springs, OK
08/2016 → Present

Usa Financial Securities

Ada, MI

Previous Registrations

2014-06-04 → 2016-08-18

Horter Investment Management, Llc

Sand Springs, OK

Cincinnati, OH
2007-01-19 → 2014-05-27

Brookstone Capital Management Llc

Sand Springs, OK

Sand Springs, OK

Wheaton, IL
2006-04-18 → 2006-10-02

Kalos Management

Sand Springs, OK

Ponte Vedra Beach, FL

Other Businesses

1.) RETIREMENT BENEFIT ADVISORS, LLC - 212 NORTH MAIN STREET, SAND SPRINGS,OK 74063. START DATE; 09/01/2016. FOUNDER.CEO. INSURANCE AND ANNUITY SALES. INVESTMENT RELATED. 80 HOURS PER MONTH DEOVTED TO BUSINESS. 80 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS. 2.) STEVE BOWLDS ADVISORY, LLC - 212 NORTH MAIN STREET, SAND SPRINGS,OK 74063. START DATE 09/01/2016. FOUNDER/CEO. PROVIDE INVESTMENT ADVICE FOR RETIREES. INVESTMENT RELATED. 10 HOURS PER MONTH DEVOTED TO BUSINESS. 10 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS. 3.) S&I ADVISORS, LLC - 212 NORTH MAIN STREET, SAND SPRINGS, OK 74063. START DATE 09/01/2016. FOUNDER/CEO. COMMERCIAL RENTAL PROPERTY. PROVIDE COMMERCIAL RENTAL SPACE. NOT INVESTMENT RELATED. 10 HOURS PER MONTH DEVOTED TO BUSINESS. 10 HOURS PER MONTH DEVOTED DURING SECURITIES BUSINESS HOURS. LEGACY TREE FOUNDATION - 501C-3 PUBLIC CHARITY, 1600 WESTGATE CIRCLE, BRENTWOOD TN 37072. CHARITABLE PLANNING BROKER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-04-15
S63	Uniform Securities Agent State Law Examination	2000-09-29

S65 Uniform Investment Adviser Law Examination

2006-04-15
S63 Uniform Securities Agent State Law Examination

2000-09-29

Other Names

Steve Lind Bowlds

View on SEC IAPD