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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-02-11
  • OH RA
    APPROVED
    Since 2021-02-11

Branch Locations

51 S Stanfield Rd, Troy, OH 45373 • United States

1041 S Main St [Satellite], Bellefontaine, OH 43311 • United States

565 Metro Place S Ste 110 [Satellite], Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Meeder Investment Management, Inc. Dublin OH 05/2017 02/2019
Unemployed Columbus OH 04/2016 04/2017
Nationwide Investment Services Corporation Columbus OH 03/2019 03/2020
Wells Fargo Advisors Financial Network, Llc Troy OH 01/2021 Present
Unemployed Columbus OH 04/2020 01/2021
  • 05/2017 → 02/2019
    Meeder Investment Management, Inc.
    Dublin, OH
  • 04/2016 → 04/2017
    Unemployed
    Columbus, OH
  • 03/2019 → 03/2020
    Nationwide Investment Services Corporation
    Columbus, OH
  • 01/2021 → Present
    Troy, OH
  • 04/2020 → 01/2021
    Unemployed
    Columbus, OH
Previous Registrations
Other Businesses

GREENSIDE CONSULTANTS, LLC, NOT INVT RELATED, COLUMBUS, OH, 100% OWNERSHIP, START DATE 7/1/2020, 5 HRS PER MONTH, 0 HRS DURING TRADING, LAND MANAGEMENT AND LANDSCAPE PROJECTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-04
S63 Uniform Securities Agent State Law Examination 2000-10-05
  • S65 Uniform Investment Adviser Law Examination
    2006-05-04
  • S63 Uniform Securities Agent State Law Examination
    2000-10-05

View on SEC IAPD

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