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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2012 | 08/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2012 | 08/2024 |
| Lpl Financial Llc | Matthews | NC | 08/2024 | Present |
1- 07/2024 / Catt Wealth Consulting, LLC / DBA for LPL Business (entity for LPL business) / Inv Rltd / 8 hrs mnth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-19 |
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