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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-28
WA RA APPROVED 2011-05-24
  • TX RA
    APPROVED_RES
    Since 2013-05-28
  • WA RA
    APPROVED
    Since 2011-05-24

Branch Locations

5 Centerpointe Dr Ste 250, Lake Oswego, OR 97035-8652 • United States

15609 Se Mill Plain Blvd Ste 100, Vancouver, WA 98684 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portland OR 03/2003 03/2020
Ameriprise Financial Services, Llc Vancouver WA 03/2020 Present
Other Businesses

Business Ownership; FWMG LLC; Co-owner; Manage Ameriprise Business; 8781 W Ardene Street, Suite 101, Boise, ID, 83709; Investment-Related; 09/01/2016; 60 hours per month; 60 during trading hours. Outside Employment; FWMG LLC; Financial Advisor -; Service clients of the practice; 8781 W Ardene Street Suite 101 Boise, ID 83709, ,; Investment-Related; 09/01/2016; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-08
  • S66 Uniform Combined State Law Examination
    2000-09-08

View on SEC IAPD

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