Joseph Michael Senglaub

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1998 → Present
  The Senglaub Financial Group
  Delafield, WI
• 08/2013 → 02/2018
  Sii Investments, Inc.
  Waukesha, WI
• 02/2018 → 08/2026
  Lpl Financial Llc
  Dousman, WI
• 08/2026 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 08/2026 → Present
  J.W. Cole Financial, Inc.
  Tampa , FL

Previous Registrations

• 2018-02-14 → 2026-08-19
  Lpl Financial Llc
  Dousman, WI
• 2013-08-12 → 2018-02-15
  Sii Investments, Inc.
  Waukesha, WI
  Delafield, WI
  Appleton, WI
• 2001-11-07 → 2013-08-15
  Harbour Investments, Inc.
  Delafield, WI
  Delafield, WI

Other Businesses

1) Willow Wealth Management, Inc.; Investment Related; 543W36844 Laak Lane, Dousman, WI 53118; DBA for marketing purposes; Registered Representative; 08/2026; 160 hrs/mo; 160 hrs/mo during trading hrs; Phone calls, scheduling, placing trades, paperwork. 2) Catholic Deacon; Not Investment Related; Multiple Parishes, Dousman, WI 53118; Religious; Deacon; 08/2026; 80 hrs/mo; 30 hrs/mo during trading hrs; Teaching, religious duties, Sacraments and assistance of priests.

Exams

• S66 Uniform Combined State Law Examination
  2001-11-01