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Hugh Basil Christian

Vanguard Advisers, Inc.

Charlotte, NC

CRD 4249973

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-03-20
TX RA APPROVED 2017-03-20
  • NC RA
    APPROVED
    Since 2017-03-20
  • TX RA
    APPROVED
    Since 2017-03-20

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Charlotte NC 08/2015 Present
Vangaurd Advisers, Inc> Charlotte NC 03/2017 Present
The Vanguard Group, Inc Charlotte NC 08/2015 Present
  • 08/2015 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 03/2017 → Present
    Vangaurd Advisers, Inc>
    Charlotte, NC
  • 08/2015 → Present
    The Vanguard Group, Inc
    Charlotte, NC
Previous Registrations
  • 2013-11-18 → 2015-08-17
    Harrisdirect Llc
    Arlington, VA
  • 2005-12-14 → 2013-11-20
    Charlotte, NC
    Weehawken, NJ
    Charlotte, NC
    Weehawken, NJ
    Brookfield, WI
    Brookfield, WI
Other Businesses

NAME OF BUSINESS: TRUSTEE FOR IMMEDIATE FAMILY MEMBER INVESTMENT RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: TRUSTEE START DATE: 07/2023 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DISBURSEMENT OF FUNDS PER TRUST

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-07
  • S66 Uniform Combined State Law Examination
    2008-11-07
Other Names
  • Chris Christian
  • Hugh B Christian

View on SEC IAPD

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