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Angela P Allen

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-23
TX RA APPROVED 2025-01-23
  • NC RA
    APPROVED
    Since 2025-01-23
  • TX RA
    APPROVED
    Since 2025-01-23

Branch Locations

1525 W Wt Harris Blvd 5Th Fl [Clt Rcast], Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 10/2009 03/2017
Wells Fargo Clearing Services, Llc Charlotte NC 03/2017 04/2024
First Citizens Investor Services Raleigh NC 04/2024 01/2025
Wells Fargo Clearing Services, Llc Charlotte NC 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-03
S66 Uniform Combined State Law Examination 2001-03-06
  • S65 Uniform Investment Adviser Law Examination
    2012-10-03
  • S66 Uniform Combined State Law Examination
    2001-03-06
Other Names
  • Angel Beth Plumley
  • Angela/Angel B Plumley
  • Angela Plumley Allen
  • Angela Beth Plumley
  • Angela Plumley Allen
  • Angel Plumley Allen
  • Angel Plumley-Allen

View on SEC IAPD

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