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First Command Advisory Services CRD 281958
$24.4B regulatory AUM 1,013 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-31 |
Branch Locations
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Fort Worth, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 10/2009 | 09/2017 |
| Fort Worth Production House | Fort Worth | TX | 09/2017 | Present |
| First Command Financial Services, Inc | Fort Worth | TX | 01/2019 | Present |
(1)Name of the other business: Doug Giddings Whether the business is investment-related: No Address of the other business: 8624 Thistle Ridge Ter. Fort Worth, TX 76123 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner / Musician The start date of your relationship: 04/14/14 The approximate number of hours/month you devote to the other business: 1 - 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Play music for weddings or other special events for a fee. (2)Name of the other business: Fort Worth Production House Whether the business is investment-related: No Address of the other business: 8624 Thistle Ridge Ter Fort Worth, TX 76123 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner / Videographer The start date of your relationship: 09/18/17 The approximate number of hours/month you devote to the other business: 11 - 20 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I am a freelance videographer/ photographer for hire. Duties also include video production and audio/video operation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-15 |
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