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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-31
  • TX RA
    APPROVED
    Since 2019-01-31

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 10/2009 09/2017
Fort Worth Production House Fort Worth TX 09/2017 Present
First Command Financial Services, Inc Fort Worth TX 01/2019 Present
Previous Registrations
  • 2009-10-23 → 2017-09-18
    Dallas, TX
    Fort Worth, TX
    Ft. Worth, TX
    Midland, TX
    Oklahoma City, OK
    Southlake, TX
    Tulsa, OK
    Amarillo, TX
    Fort Worth, TX
    Flower Mound, TX
    Shreveport, LA
    Austin, TX
    Dallas, TX
    Dallas, TX
    Dallas, TX
    Fort Worth, TX
  • 2006-01-06 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Ft. Worth, TX
    Midland, TX
  • 2003-03-17 → 2004-07-20
    Metlife Investment Fund Services Llc
    Irving, TX
Other Businesses

(1)Name of the other business: Doug Giddings Whether the business is investment-related: No Address of the other business: 8624 Thistle Ridge Ter. Fort Worth, TX 76123 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner / Musician The start date of your relationship: 04/14/14 The approximate number of hours/month you devote to the other business: 1 - 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Play music for weddings or other special events for a fee. (2)Name of the other business: Fort Worth Production House Whether the business is investment-related: No Address of the other business: 8624 Thistle Ridge Ter Fort Worth, TX 76123 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner / Videographer The start date of your relationship: 09/18/17 The approximate number of hours/month you devote to the other business: 11 - 20 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I am a freelance videographer/ photographer for hire. Duties also include video production and audio/video operation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-11
S63 Uniform Securities Agent State Law Examination 2000-09-15
  • S65 Uniform Investment Adviser Law Examination
    2003-03-11
  • S63 Uniform Securities Agent State Law Examination
    2000-09-15

View on SEC IAPD

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