Norman John Yester

Current Employers

Lri Investments

3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-23
SC	RA	APPROVED	2026-03-05
CT	RA	APPROVED	2024-04-03

FL RA
APPROVED

Since 2026-04-23
SC RA
APPROVED

Since 2026-03-05
CT RA
APPROVED

Since 2024-04-03

Branch Locations

3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410 • United States

223 Eastern Boulevard, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nicola Yester & Co. P.C.	Glastonbury	CT	09/1986	Present
Lpl Financial, Llc	Glastonbury	CT	01/2001	02/2021
Mariner Financial Group, Llc	Glastonbury	CT	02/2017	03/2023
M Holdings Securities, Inc.	Portland	OR	02/2021	Present
Lindberg & Ripple	Glastonbury	FL	05/2023	Present

09/1986 → Present

Nicola Yester & Co. P.C.

Glastonbury, CT
01/2001 → 02/2021

Lpl Financial, Llc

Glastonbury, CT
02/2017 → 03/2023

Mariner Financial Group, Llc

Glastonbury, CT
02/2021 → Present

M Holdings Securities, Inc.

Portland, OR
05/2023 → Present

Lindberg & Ripple

Glastonbury, FL

Previous Registrations

2017-03-06 → 2023-03-31

Mariner Financial Group, Llc

Glastonbury, CT
2001-01-29 → 2017-07-17

Lpl Financial Llc

Glastonbury, CT

Glastonbury, CT

Glastonbury, CT

Other Businesses

1. NY & CO P.C.; 223 Eastern Blvd, Glastonbury CT 06371; Tax Services, Accounting & Auditing; Not Investment-related; President; Financial and firm management, client relationships; 9/01/1986; 80 hr/mo; 60 hr/mo during trading hours. 2. TAN LLC; 223 Eastern Blvd, Glastonbury CT 06371; Real Estate Rental; Not Investment Related; Member/Owner; Passive activity, voting rights; 07/27/1999; 0 hr/mo; 0 hr/mo during trading hours. 3. MARINER FINANCIAL GROUP LLC; 223 Eastern Blvd, Glastonbury CT 06371; M FInancial Group Member Firm Affiliation; Investment-related; Partner; Financial planning; 2/01/2021; 80 hr/mo; 60 hr/mo during trading hours. 4. 02/2021 - M Holdings Securities, Inc. - Investment Related; 1125 Northwest Couch Street Suite 900 Portland, OR 97209; Registered Representative; Financial Advisor; Time spent 5-10 hr/mo; all hours are during trading hours; Securities transactions. 5. LRI INVESTMENTS; 3825 PGA BLVD, Suite 303, Palm Beach Gardens FL 33410; Registered Investment Advisory; Investment-related; Investment Advisory Representative; Advisor services, financial planning; 4/01/2024; 80 hr/mo; 60 hr/mo during trading hours. 6. Rainbow Graphics, Inc; 118 Adams Street, Manchester, CT 06040; Graphic embroidering and silk printing; Not investment related; President; Financial management and accounting; 1/1/2026; 10 ho/mo; 10 ho/mo during trading hrs. 7. Eagle Endowment; not investment-related;115 New State Road Manchester, CT 06040; Private school; Vice President; 04/01/2026; 2 ho/mo; 0 ho/mo during trading hrs; Monthly Board Meeting.