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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-28 |
| CA | RA | APPROVED | 2023-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 03/2000 | 03/2017 |
| Unemployed | Monterey Park | CA | 04/2017 | 06/2017 |
| Ubs Financial Services Inc | Pasadena | CA | 07/2017 | 06/2018 |
| Morgan Stanley | Pasadena | CA | 06/2018 | 01/2022 |
| Morgan Stanley | Brea | CA | 06/2023 | Present |
| Unemployed | Monterey Park | CA | 01/2022 | 06/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-31 |
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