Erika F Kam

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 09/2019
  Principal Life Insurance Company
  Miramar, FL
• 04/2014 → 09/2019
  Princor Financial Services Corporation
  Miramar, FL
• 09/2019 → 03/2024
  Bci Securities, Inc.
  Miami, FL
• 03/2024 → 03/2025
  Safra National Bank Of New York
  Aventura, FL
• 05/2025 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 04/2025 → Present
  Regions Bank
  Miami, FL
• 05/2025 → Present
  Cetera Investment Advisers Llc
  Miami, FL

Previous Registrations

• 2019-09-13 → 2024-03-12
  Bci Securities, Inc.
  Miami, FL
  Miami, FL
  Miami, FL
• 2014-12-09 → 2019-09-19
  Principal Securities, Inc.
  Miramar, FL
• 2005-12-20 → 2007-04-18
  Principal Securities, Inc.
  Miramar, FL
  Miami, FL
• 2004-06-21 → 2005-12-07
  Davos Financial Advisors, Llc
  Miami, FL

Other Businesses

1.) REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS. 2.) DIRECTOR FOR SPARTAN HOLDINGS GROUP LLC, RESIDENTIAL RENOVATIONS-CONSOLIATE ALL EXPENSES, COSTS AND INCOME IN QUICKBOOKS FOR FAMILY BUSINESS, 50% OWNER, 2-4/HRS/WK. 3.) HOMEOWNER'S ASSOCIATION BOARD MEMBER FOR BIARRITZ HOMEOWNERS ASSOCIATION INC, 2-4/HRS/WK.

Exams

• S66 Uniform Combined State Law Examination
  2014-11-14

Other Names

• Erika F. Kam
• Erika F. Gimenez-Kam
• Erika F Gimenez-Kam