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Violet Natalie Gesing-Alicea

Principal Securities, Inc.

Downers Grove, IL

Arlington Heights, IL

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2005-03-28
  • IL RA
    APPROVED
    Since 2005-03-28

Branch Locations

3333 Finley Rd Ste 500, Downers Grove, IL 60515 • United States

Arlington Heights, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Corporation Lombard IL 07/2001 Present
Principal Life Insurance Company Lombard IL 07/2001 Present
  • 07/2001 → Present
    Princor Financial Services Corporation
    Lombard, IL
  • 07/2001 → Present
    Principal Life Insurance Company
    Lombard, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-20
S63 Uniform Securities Agent State Law Examination 2000-09-11
  • S65 Uniform Investment Adviser Law Examination
    2002-09-20
  • S63 Uniform Securities Agent State Law Examination
    2000-09-11
Other Names
  • Violet Natalie Gesing

View on SEC IAPD

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CLEMENT STREET CAPITAL LLC · DOWNERS GROVE, IL
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