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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-03-20
TX RA APPROVED_RES 2020-03-09
  • IL RA
    APPROVED
    Since 2020-03-20
  • TX RA
    APPROVED_RES
    Since 2020-03-09

Branch Locations

2655 Warrenville Rd Ste 175, Downers Grove, IL 60515 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Willowbrook IL 10/2012 03/2020
Lpl Financial Llc Downers Grove IL 03/2020 Present
Previous Registrations
  • 2012-10-01 → 2020-03-17
    Willowbrook, IL
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Willowbrook, IL
    Chicago, IL
    Hinsdale, IL
    Downers Grove, IL
    La Grange, IL
    Oak Brook, IL
    Woodridge, IL
    Willowbrook, IL
  • 2002-07-30 → 2005-07-06
    Banc One Securities Corporation
    Willowbrook, IL
  • 2002-01-02 → 2002-07-19
    Chicago, IL
Other Businesses

1)03/05/2020 - DBA for LPL Business (entity for LPL business) - Professional Wealth Advisors, LLC - Investment Related - DOWNERS GROVE, IL 60515 - Start Date:03/06/2020 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 03/05/2020 - Non-Variable Insurance - PWA Insurance Services - Investment Related - DOWNERS GROVE, IL 60515 - Start Date:03/06/2020 - 10 Hrs/Mth - 2 Hrs During Trading. 3) 03/05/2020 - DBA for LPL Business (entity for LPL business) - PWA -Investment Related - DOWNERS GROVE, IL 60515 - Start Date:03/06/2020 - 0 Hrs/Mth - 0 Hrs During Trading. 4) 7/27/2020 - Persky Wealth Advisory LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 05/15/2020 - 1 Hour Per Month/0 Hours During Securities Trading. 5) 07/07/2025 - Genesis Wealth LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/01/2025 - 150 Hrs/Mth - 6 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-30
  • S66 Uniform Combined State Law Examination
    2000-10-30

View on SEC IAPD

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