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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-01
  • TX RA
    APPROVED
    Since 2024-05-01

Branch Locations

Arlington, TX • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Retirement Group, Llc San Diego CA 01/2016 04/2024
Osaic Wealth, Inc. Colleyville TX 11/2023 04/2024
Wealth Enhancement Group Arlington TX 05/2024 Present
Lpl Financial Llc Arlington TX 05/2024 06/2025
Wealth Enhancement Advisory Services Arlington TX 05/2024 Present
Wealth Enhancement Brokerage Services Arlington TX 05/2024 Present
Fsc Securities Corporation, Inc. Colleyville TX 06/2000 11/2023
Crescent Financial Services Colleyville TX 06/2000 04/2024
  • 01/2016 → 04/2024
    The Retirement Group, Llc
    San Diego, CA
  • 11/2023 → 04/2024
    Osaic Wealth, Inc.
    Colleyville, TX
  • 05/2024 → Present
    Wealth Enhancement Group
    Arlington, TX
  • 05/2024 → 06/2025
    Lpl Financial Llc
    Arlington, TX
  • 05/2024 → Present
    Wealth Enhancement Advisory Services
    Arlington, TX
  • 05/2024 → Present
    Wealth Enhancement Brokerage Services
    Arlington, TX
  • 06/2000 → 11/2023
    Fsc Securities Corporation, Inc.
    Colleyville, TX
  • 06/2000 → 04/2024
    Crescent Financial Services
    Colleyville, TX
Previous Registrations
  • 2020-08-04 → 2024-06-07
    The Retirement Group, Llc
    Colleyville, TX
    San Diego, CA
  • 2001-01-31 → 2011-12-31
    Fsc Securities Corporation
    Colleyville, TX
    Colleyville, TX
Other Businesses

Jenna L. Blevins / Notary / Inv. Related / Southlake, TX / Start date 05/01/2024 WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 5/1/24 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, LLC an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. Wealth Enhancement Group - Non-Investment Related - Fixed Insurance - 4 hours spent per month/10 hours spent during trading hours - service & possible sale of annuities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-30
  • S66 Uniform Combined State Law Examination
    2001-01-30

View on SEC IAPD

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