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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-07-13
MT RA APPROVED 2000-10-02
  • TX RA
    APPROVED
    Since 2007-07-13
  • MT RA
    APPROVED
    Since 2000-10-02

Branch Locations

330 N Higgins Ave, Missoula, MT 59802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Missoula MT 06/2000 Present
Bank Of America, Na Missoula MT 12/2009 Present
Other Businesses

I*: 2656288 Entity Type: For Profit Name of OBA: DKGK LLC Address: Missoula, MT 59802 Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/02/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: It is an LLC with 2 members, myself and my spouse. There will be no responsibilities as the sole purpose of the entity is to own the lake house we are going to purchase.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-26
  • S66 Uniform Combined State Law Examination
    2000-09-26

View on SEC IAPD

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