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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-02-20 |
| TX | RA | APPROVED_RES | 2020-02-20 |
Branch Locations
1201 Wills Street Suite 230, Baltimore, MD 21231-3805 • United States
Reisterstown, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baltimore | MD | 06/2000 | 02/2020 |
| Bank Of America, N.A. | Baltimore | MD | 05/2011 | 02/2020 |
| Rbc Capital Markets, Llc | Baltimore | MD | 02/2020 | Present |
| City National Bank | Baltimore | MD | 03/2020 | Present |
(1) Name: Rental Property Address: 100 West Lee Street, Baltimore, MD 21201 Business Description: Rental property Business is not investment related Projected Start Date: 03/03/20 Capacity: Owner - Active Duties Performed: Owner of rental property. Hours Devoted to this OBA Per Month: 0 Hours Devoted to this OBA during business hours: 0 (2) Name: Rental Property Address: 506 S. Charles St. Baltimore MD 21201 Business Description: Rental Property Business is not investment related Projected Start Date: 09/17/20 Capacity: Owner - Passive Duties Performed: Landlord, property owner Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0 (3) Name: Rental Property Address: 123 W. Barre St, Penthouse #4 Baltimore, MD 21201 Business Description: Rental property Business is not investment related Projected Start Date: 12/04/20 Capacity: Owner - Passive Duties Performed: Landlord Devoted to this OBA per Month: 0 to 1 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-11 |
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