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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-10 |
| NC | RA | APPROVED | 2018-05-01 |
| VA | RA | APPROVED | 2017-11-01 |
| SC | RA | APPROVED | 2014-12-18 |
Branch Locations
45 E. Antrim Dr., Greenville, SC 29607 • United States
1800 East Main Street, Easley, SC 29640 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Newberry | SC | 12/2014 | Present |
| Park Sterling Bank | Greenville | SC | 12/2014 | 02/2018 |
| South State Bank | Newberry | SC | 02/2018 | Present |
1. 12/18/2014: Brian Simmons Photography - Not Investment Related - Other-photography - Time Spent 1% - photographer-owner. 2. 3/8/2018 - South State Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 3/5/2018 - 175 Hours Per Month/6 Hours During Trading. 3. 04/10/2024 - Simmons Solutions - Non-Inv related - Home Based - Outside/W-2 Employment - Started: 3/15/2024 - 3 Hrs/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-18 |
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