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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-12
FL RA APPROVED 2019-08-19
  • TX RA
    APPROVED_RES
    Since 2022-09-12
  • FL RA
    APPROVED
    Since 2019-08-19

Branch Locations

200 Central Avenue 24Th Floor, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc St. Petersburg FL 06/2009 08/2019
Morgan Stanley Private Bank, N.A. New York NY 01/2015 08/2019
Raymond James & Associates St. Petersburg FL 08/2019 Present
  • 06/2009 → 08/2019
    Morgan Stanley Smith Barney Llc
    St. Petersburg, FL
  • 01/2015 → 08/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2019 → Present
    Raymond James & Associates
    St. Petersburg, FL
Previous Registrations
  • 2009-06-01 → 2019-08-20
    St. Petersburg, FL
    St. Petersburg, FL
  • 2009-01-26 → 2009-06-01
    Morgan Stanley & Co. Llc
    St. Petersburg, FL
  • 2003-10-10 → 2009-01-23
    St. Petersburg, FL
    St Petersburg, FL
    Clearwater, FL
    St. Petersburg, FL
Other Businesses

(1)Name of Business: E5 Training Address: 25 Paradise Lane, Treasure Island , FL, 33706, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/12/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This will be a single member LLC used to facilitate sports training lessons with local coaches (2)Name of Business: Spro Enterprises Address: 25 paradise lane, treasure island, FL, 33706, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an owner- I do not have day to day activities. My spouse collects the rent and pays the bills of the property. (3)Name of Business: Spro Enterprises Address: 25 Paradise Lane, Treasure Island, FL, 33706, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I do not have any day to day responsibilities. I am a 2/3rds owner in the LLC which owns one single piece of rental real estate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-06
  • S66 Uniform Combined State Law Examination
    2000-10-06
Other Names
  • Fred Joseph Espro

View on SEC IAPD

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