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Lorraine Rodriguez

Nationwide Investment Advisors, LLC

Columbus, OH

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Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-10-14
  • OH RA
    APPROVED
    Since 2025-10-14

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Icma-Rc Washington DC 05/2016 11/2022
Fidelity Investments Jacksonville FL 11/2022 Present
Fidelity Investments Boston MA 03/2025 Present
Nationwide Investment Services Corporation Columbus OH 09/2025 Present
  • 05/2016 → 11/2022
    Icma-Rc
    Washington, DC
  • 11/2022 → Present
    Fidelity Investments
    Jacksonville, FL
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
  • 09/2025 → Present
    Nationwide Investment Services Corporation
    Columbus, OH
Previous Registrations
  • 2025-03-31 → 2025-10-15
    Strategic Advisers Llc
    Ocoee, FL
    Boston, MA
  • 2023-03-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Ocoee, FL
  • 2018-04-11 → 2022-11-08
    Missionsquare Retirement
    Windermere, FL
    Martinez, GA
    Washington, DC
    Windermere, FL
    Ocoee, FL
  • 2003-09-24 → 2005-07-19
    Uvest Financial Services Group, Inc.
    Charlotte, NC
  • 2002-01-22 → 2003-01-06
    Morgan Stanley Dw Inc.
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-30
S66 Uniform Combined State Law Examination 2001-07-06
  • S65 Uniform Investment Adviser Law Examination
    2018-03-30
  • S66 Uniform Combined State Law Examination
    2001-07-06
Other Names
  • Lorraine V Garcia
  • Lorraine V Garcia
  • Lorraine Vasquez Garcia
  • Lorraine Garcia Rodriguez
  • Lorraine Rodriguez

View on SEC IAPD

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