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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-14 |
| MI | RA | APPROVED | 2022-10-12 |
| WA | RA | APPROVED | 2022-10-12 |
Branch Locations
1499 Se Tech Center Pl Ste 220, Vancouver, WA 98683 • United States
Vancouver, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Troy | MI | 09/2014 | 04/2018 |
| The Prudential Insurance Company Of America | Troy | MI | 09/2014 | 03/2018 |
| H And R Block | Ypsilanti | MI | 09/2014 | 09/2022 |
| Securities America, Inc. | Southfield | MI | 04/2018 | 12/2021 |
| Securities America Advisors | Southfield | MI | 04/2018 | 12/2021 |
| Concorde Investment Services, Llc | Livonia | MI | 12/2021 | 09/2022 |
| Concorde Asset Management, Llc | Livonia | MI | 12/2021 | 09/2022 |
| Ameriprise Financial Services, Llc | Vancouver | WA | 09/2022 | Present |
Independent Insurance Brokering; Blue Cross Blue Shield; 10/21/2022; Health. Outside Employment; H and R Block; Master Tax Advisor, Enrolled Agent - Tax Preparation The location is Washington state as this is remote position; Tax Preparation; 866 W Eisenhower Pkway, , Ann Arbor, MI, 48103; Not Investment-Related; 01/02/2023; 40 to 59 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-04 |
| S65 | Uniform Investment Adviser Law Examination | 2001-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-14 |
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