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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-25 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Denver | CO | 07/2000 | Present |
| A I M Distributors, Inc. | Houston | TX | 09/2003 | Present |
| Frost Bank | Austin | TX | 08/2005 | Present |
| Frost Brokerage Services | Austin | TX | 04/2021 | Present |
(1) Rental Property; Investment related; Georgetown, TX; Residential rental property; Owner/Landlord; Started 2/2026; Approx. 5hrs/mo; Not during securities trading hrs; Acting as landlord for tenants, handling repairs, etc.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-03-10 |
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