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Ricardo Jorge Ventura

Xp Advisory Us, Inc.

Miami, FL

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Current Employers
Xp Advisory Us, Inc.

701 Brickell Avenue Ste 1350, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-15
  • FL RA
    APPROVED
    Since 2018-06-15

Branch Locations

701 Brickell Avenue Ste 1350, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Efg Capital International Corp. Miami FL 01/2003 02/2017
Efg Asset Management Corp Miami FL 03/2016 02/2017
Xp Securities Llc Miami FL 03/2017 Present
  • 01/2003 → 02/2017
    Efg Capital International Corp.
    Miami, FL
  • 03/2016 → 02/2017
    Efg Asset Management Corp
    Miami, FL
  • 03/2017 → Present
    Xp Securities Llc
    Miami, FL
Previous Registrations
  • 2016-08-09 → 2017-03-06
    Efg Capital Advisors Inc.
    Miami, FL
  • 2012-07-23 → 2014-11-06
    Efg Capital Advisors Llc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-09
  • S66 Uniform Combined State Law Examination
    2011-12-09

View on SEC IAPD

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Other Offices

HOLLANDER ASSET MANAGEMENT LLC · MIAMI, FL
GFG CAPITAL · MIAMI, FL
ESCHATON OPPORTUNITIES FUND MANAGEMENT LP · MIAMI, FL
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. · MIAMI, FL
PILOTAI WEALTH · MIAMI, FL
ARKHE WEALTH MANAGEMENT · MIAMI, FL
SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP · MIAMI, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MIAMI, FL

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