Ricardo Jorge Ventura

Xp Advisory Us, Inc.

CRD 4246963

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Employer firm

Xp Advisory Us, Inc. CRD 173779

$792M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (pooled vehicles)
Selection of other advisers
CONSOLIDATION/REPORTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Xp Advisory Us, Inc.

701 Brickell Avenue Ste 1350, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-06-15

FL RA
APPROVED

Since 2018-06-15

Branch Locations

701 Brickell Avenue Ste 1350, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Efg Capital International Corp.	Miami	FL	01/2003	02/2017
Efg Asset Management Corp	Miami	FL	03/2016	02/2017
Xp Securities Llc	Miami	FL	03/2017	Present

01/2003 → 02/2017

Efg Capital International Corp.

Miami, FL
03/2016 → 02/2017

Efg Asset Management Corp

Miami, FL
03/2017 → Present

Xp Securities Llc

Miami, FL

Previous Registrations

2016-08-09 → 2017-03-06

Efg Capital Advisors Inc.

Miami, FL
2012-07-23 → 2014-11-06

Efg Capital Advisors Llc

Miami, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-12-09

S66 Uniform Combined State Law Examination

2011-12-09

View on SEC IAPD

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