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Barrett William Richter

Morgan Stanley

San Francisco, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-01-22
TX RA APPROVED_RES 2020-01-22
CA RA APPROVED 2009-06-01
  • CO RA
    APPROVED
    Since 2020-01-22
  • TX RA
    APPROVED_RES
    Since 2020-01-22
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney San Francisco CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    San Francisco, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2004-05-04 → 2009-06-01
    Citigroup Global Markets Inc.
    San Francisco, CA
    San Francisco, CA
  • 2003-08-19 → 2004-05-05
    Banc Of America Investment Services, Inc.
    San Francisco, CA
  • 2002-07-15 → 2003-08-20
    Banc Of America Securities Llc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-01
S63 Uniform Securities Agent State Law Examination 2000-11-06
  • S66 Uniform Combined State Law Examination
    2002-07-01
  • S63 Uniform Securities Agent State Law Examination
    2000-11-06

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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