Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2014-08-07
  • VA RA
    APPROVED
    Since 2014-08-07

Branch Locations

8111 Mechanicsville Tpke, Mechanicsville, VA 23111 • United States

7085 Mechanicsville Tpke, Mechanicsville, VA 23111 • United States

101 S Washington Hwy, Ashland, VA 23005 • United States

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Richmond VA 07/2014 11/2016
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 Present
Previous Registrations
  • 2014-07-25 → 2014-08-13
    Truist Investment Services, Inc.
    Richmond, VA
    Colonial Heights, VA
  • 2009-04-17 → 2014-07-30
    Richmond, VA
    Colonial Heights, VA
    Powhatan, VA
    North Chesterfield, VA
    Petersburg, VA
    Richmond, VA
    Colonial Heights, VA
  • 2007-04-02 → 2009-04-20
    Morgan Stanley & Co. Llc
    Richmond, VA
  • 2002-01-25 → 2007-04-02
    Morgan Stanley Dw Inc.
    Richmond, VA
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-23
S63 Uniform Securities Agent State Law Examination 2000-12-06
  • S65 Uniform Investment Adviser Law Examination
    2001-12-23
  • S63 Uniform Securities Agent State Law Examination
    2000-12-06
Other Names
  • Chris Spearman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mechanicsville, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor